Alphonse Bertillon and Ear Prints
Note: For an illustration of anthropometry, please click here.
[From: Andre A. Moenssens, FINGERPRINT TECHNIQUES, Chilton Book Co., 1971, at p.17]
Other
articles published on this Web site talk about ear identification and
ear print identification, and its current non-status as an
identification "science." It deserves noting that advocates of the
validity of ear print identification frequently cite Alphonse
Bertillon, a French identification bureau chief in the late 1800's and
creator of anthropometry, as authority for the accuracy and usefulness
of ear and ear print identification. Such attribution is inappropriate
and without scientific merit.
Anthropometry is a system a
body measurements of adult individuals for personal identification. As
is illustrated in the accompanying drawing, anthropometry relies on the
taking of the measurements of bony parts of the body, including
measurements of the human ear. [See, in this regard, the description of
his method in the book by: Alphonse Bertillon, SIGNALETIC INSTRUCTIONS INCLUDING THE THEORY AND PRACTICE OF ANTHROPOMETRICAL IDENTIFICATION,
[R.W. McClaughry translation], The Werner Company, 1896. The "Author's
Preface" reveals that Bertillon "invented" his new method, which he
called "Portrait parlé" (spoken portrait), in 1879, and rushed into
print with a first (shortened) edition of his book in 1885 which he
admitted was prepared in great haste, but which led to the
significantly expanded and improved edition of which the cited volume
is a translation.] Anthropometry was first introduced in the United
States by Major McClaughry, the translator of Bertillon's book, in 1887
when he was the warden of the Illinois State Penitentiary at Joliet.
The
Bertillon system of anthropometric measurements, which incidentally was
abandoned world-wide because it failed to provide reliable and unique
measurements and was too cumbersome to administer in a uniform manner,
never relied on a single measurement of any part of the body for
identifying a specific individual.
Bertillon's
anthropometrical system of personal identification was divided into
three integrated parts: (1) the bodily measurements that required
measurements, conducted with the utmost precision and under carefully
prescribed conditions, a series of the most characteristic dimensions
of bony parts of the human anatomy; (2) the morphological description
of the appearance and shape of the body and its measured parts as they
related to movements "and even the most characteristic mental and moral
qualities"; and (3) a description of peculiar marks observed on the
"surface of the body, resulting from disease, accident, deformity or
artificial disfigurement, such as moles, warts, scars, tattooings, etc."
It
can be readily observed that Bertillon contemplated a complex process
involving a threefold description of a human being, achieved by
followed a cumbersome measuring procedure, before the identity of a
person could be established through anthropometry. The system created
by the Parisian law enforcement officer was in fact so cumbersome that
two different individuals measuring the same person frequently would
not arrive at the same description or measurements. It is in part the
difficulty of administering the system in a uniform way that led to its
abandonment when fingerprint identification came upon the scene.
At
no time did Bertillon advocate that any one part of the human anatomy,
including the ear, was sufficiently unique so that individuals could be
distinguished by measuring and comparing that part of the body. He came
close to suggesting ear uniqueness when he asserted "It is, in fact,
almost impossible to meet with two ears which are identical in all
their parts. . ." Bertillon was still referring, of course, to a
physical observation and measurement of a complete ear and all of its
many features. He certainly never suggested that identity could be
established by comparing two partial and perhaps pressure-distorted
latent ear impressions – such a process would have been anathema to the
man who relied on an almost impossible-to-achieve perfection in
measurements and description of the many characteristics of a complete
ear. In fact, his only venture in statistics was to calculate that, if
14 different measurements of body parts were taken, the odds of finding
two people with identical measurements were 286,435,456 to one. See, Stuart Kind & Michael Overman, SCIENCE AGAINST CRIME, 1972, at 17.
In
order to arrive at a description of the ear that would satisfy
Bertillon, the following aspects of the ear had to be described and
measured:( a) three portions of the border of the ear (helix) and its
degree of openess; ( b) the contour, degree of adherence to the cheek
and dimension of the ear lobe; ( c) the inclination from horizontal,
the profile, and the degree of reversion forwards of the antitragus; (
d) the measurement and windings of both the ascending and the median
"anthelix" called the "fold." In addition to these measurements,
Bertillon further required a description of the general form of the
ear, its separation from the body of the head, and any peculiarities
that are noted with the border, the lobe, the tragus, the antitragus,
the concha, the superior fold, and the various depressions and
Darwinian characteristics, and other elements. In the McClaughry
translation of Bertillon's book, 15 pages deal with the detailed
measurements and descriptions of all of the parts of the human ear that
are required for use of the observed data in the overall anthropometric
description of the individual.
It deserves repeating that Bertillon never dealt with crime scene latent ear impressions,
developed in the manner latent fingerprints are made visible, and their
measurement, photography, preservation, or uniqueness. In fact,
Bertillon's anthropometry did not deal with crime scene traces at all.
It was strictly a system whereby, supposedly, the identity of a person
recently arrested could be compared to records made at the time of an
earlier arrest to establish the existence of a prior record and avoid
the use of false identities and concealment of one's true identity.
Thus,
to cite Bertillon as authority for ear and/or ear print uniqueness is a
deliberate misuse of his pioneering work in personal identification,
and attributes to Alphonse Bertillon a premise which he never espoused
or sought to advocate.
While Bertillon is revered in some
quarters as the pioneer of human identification "sciences" by his
development of anthropometry, he did not engage in the kind of
"scientific research" that would have satisfied the strict Daubert-factor
devotees when he announced his system of identification by bodily
measurements. He began with an instinctive notion that when a series of
measurements of various human body parts were undertaken, there would
be so much diversity noticed that the chance of two people having the
same measurements in every part of their body was so remote as to be
negligible. No statistics were deemed necessary to put this system into
use. Indeed, it was the discovery of two persons with similar names and
identical measurements in the same U.S. penal facility – the so-called
Will West and William West cases – whose fingerprints were nevertheless
different, that resulted in the abandonment of anthropometry in favor
of fingerprinting.
Without detracting from Alphonse
Bertillon's considerable merit in developing the system of
anthropometrical measurements, he was not above branching out into
other fields of expertise for which he lacked training and experience.
Never before having qualified as a document examiner, Bertillon
testified as one of the police's handwriting experts in the trial and
conviction of Captain Alfred Dreyfus for high treason in 1894,
erroneously ascribing an incriminating document as having been authored
by Dreyfus. The defendant's innocence was later conclusively
established, in no small part due to French writer Emile Zola's
impassioned letter J'accuse, in which he charged the government
witnesses with deliberately framing an innocent person; the letter
resulted in Zola himself being convicted. The true culprit was
eventually found and Dreyfus was given a pardon and, in 1906, awarded
the Legion of Honor (Chevalier de la Légion d'Honneur). See, J. Crépieux-Jamin, L'Expertise en Ecriture et les Leçons de l'Affaire Dreyfus, Paris, 1907. See also, Nicholas Halasz, CAPTAIN DREYFUS, New York, 1955.-----------
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